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What is the true determining function of cost in compliance?

Mar 05 2014 1 Comment
As asset managers become more global, it is inevitable that regulators around the world will be responsible and looking at different aspects of a management company’s businesses.

Correspondingly, for years, managers who are active in different regions and jurisdictions have been trying to define and operate on the highest common denominator on which to operate so that they are able to meet the needs of any regulator that they have to deal with. Firms that historically dealt with a patchwork approach like “I’ll comply with this regul ...more
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Matthias Knab Posted On Mar 05 2014

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